“PERSONAL INFORMATION” includes any information that enables us to identify you, directly or indirectly, by reference to any identifiers such as name, identification number, location data, online identifier, occupation, income, and other background and/or credit-related information among other information or one or more factors specific to you
Lightspeed is the “CONTROLLER” and is responsible for deciding how personal information is used. We are a limited liability company organized under the laws of the State of Delaware, U.S.A., with an office at 1001 Avenue of the Americas 16th Floor, New York, NY 10018 USA.
We use your personal information as described in this policy primarily to provide services that you have requested or to perform our responsibilities under any agreement with you. We also use your personal information in dealing with third party agents who act on our and your behalf (such as firms providing clearing and custody services), to comply with applicable laws and regulations (which may include requests for information from applicable regulatory and governmental authorities) and to provide other information we think may be of interest to you.
Should you wish to limit the use of your personal information you should contact us so that we may determine how to do that while continuing to provide you the services you expect. We note that should you wish to limit the use of your personal information for purposes of servicing your business with us, we may not be able to continue to provide you services. In all cases, we will retain your personal information and use the same as required by applicable law and regulations (which may include requests for information from applicable regulatory and governmental authorities) even if you request that we not do so.
Equities, equities options, and commodity futures products and services are offered by Lightspeed Financial Services Group LLC (Member FINRA, NFA and SIPC). Lightspeed Financial Services Group LLC’s SIPC coverage is available only for securities, and for cash held in connection with the purchase or sale of securities, in equities and equities options accounts. You may check the background of Lightspeed Financial Services Group LLC on FINRA’s BrokerCheck.