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Market data

The definitions for a Non-Professional and Professional trader are defined by the NYSE and most other US exchanges. It's important that you understand the differences and how they can impact you.

Non Professional

A natural person and cannot be a corporation, trust, institution, or partnership account.

Professional

A registered nor qualified natural person in any capacity with the SEC, the CFTC, any state securities agency, any securities exchange or association or any commodities or futures contract market or association and, engaged as an "investment advisor," as that term is defined in Section 202 (a) (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that Act); and employed by a bank or other organization exempt from registration under Federal and/or state securities laws to perform functions that would require him/her to be so registered or qualified if he/she were to perform such functions for an organization


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Equities, equities options, and commodity futures products and services are offered by Lightspeed Financial Services Group LLC (Member FINRA, NFA and SIPC). Lightspeed Financial Services Group LLC’s SIPC coverage is available only for securities, and for cash held in connection with the purchase or sale of securities, in equities and equities options accounts. You may check the background of Lightspeed Financial Services Group LLC on FINRA’s BrokerCheck.